| Name | Company Number | Date Appointed | Rating |
|---|---|---|---|
| ADMIRAL WEALTH MANAGEMENT LIMITED | 02453460 | 17/08/2021 | Dissolved |
| JOSEPH LAMB FINANCIAL PLANNING LIMITED | 12702036 | 04/02/2022 | Dissolved |
| KW UK BIDCO LTD | FC040747 | 18/07/2023 | Bronze |
| KW UK FINANCIAL HOLDINGS LIMITED | FC040870 | 14/09/2023 | Bronze |
| KW UK INVESTMENT MANAGEMENT HOLDCO LIMITED | FC040871 | 14/09/2023 | Bronze |
| KW UK WEALTH PLANNING HOLDCO LIMITED | FC040902 | 28/09/2023 | Bronze |
| KW US HOLDINGS LIMITED | FC040872 | 14/09/2023 | Bronze |
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| AIM INDEPENDENT LIMITED | 03963946 | 15/02/2022 | 14/08/2024 | Amber |
| AIM WEALTH HOLDINGS LIMITED | 08613891 | 15/02/2022 | 14/08/2024 | Amber |
| ALLOTTS FINANCIAL SERVICES LTD | 07465711 | 04/02/2022 | 14/08/2024 | Strike Off |
| BARRY FLEMING AND PARTNERS (TAX, TRUSTS AND INVESTMENT PLANNING) LIMITED | 04374856 | 06/01/2023 | 14/08/2024 | Silver |
| CASSON BECKMAN WEALTH MANAGEMENT LIMITED | 08680854 | 15/02/2022 | 14/08/2024 | Amber |
| EIM NOMINEES LIMITED | 02774481 | 26/04/2021 | 14/08/2024 | Not Trading |
| EMPLOYEE BENEFIT SOLUTIONS LIMITED | 04925192 | 02/11/2022 | 14/08/2024 | Amber |
| EUROSURE LIMITED | 01572218 | 29/07/2022 | 14/08/2024 | Amber |
| IBOSS ASSET MANAGEMENT LIMITED | 09487817 | 31/12/2021 | 14/08/2024 | Gold |
| IBOSS LIMITED | 06427223 | 31/12/2021 | 14/08/2024 | Amber |
| IPN PARTNERS LIMITED | 07942456 | 31/12/2021 | 14/08/2024 | Bronze |
| JCH INVESTMENT MANAGEMENT LIMITED | 06312940 | 30/11/2022 | 14/08/2024 | Bronze |
| JFP FINANCIAL SERVICES LIMITED | 00576149 | 30/11/2022 | 14/08/2024 | Bronze |
| JFP HOLDINGS LTD | 10610120 | 30/11/2022 | 14/08/2024 | Not Trading |
| JOSEPH R. LAMB INDEPENDENT FINANCIAL ADVISERS LIMITED | 03928438 | 04/02/2022 | 14/08/2024 | Amber |
| KW INVESTMENT MANAGEMENT LIMITED | 06931664 | 01/01/2021 | 14/08/2024 | Gold |
| KW WEALTH GROUP LIMITED | 06931031 | 01/01/2021 | 15/08/2024 | One Red Flag |
| KW WEALTH PLANNING LIMITED | 01265376 | 01/01/2021 | 14/08/2024 | Gold |
| METNOR HOLDINGS LIMITED | 12355103 | 31/12/2021 | 14/08/2024 | Amber |
| MONEY MATTERS (NORTH EAST) LIMITED | 07151363 | 30/11/2021 | 14/08/2024 | Silver |
| NOVUS FINANCIAL SERVICES LIMITED | 07767378 | 31/12/2021 | 14/08/2024 | Amber |
| REGENCY INVESTMENT SERVICES LIMITED | 01409821 | 27/07/2021 | 14/08/2024 | Amber |
| STERLING TRUST FINANCIAL CONSULTING LIMITED | 04014669 | 23/05/2024 | 14/08/2024 | One Red Flag |
| STERLING TRUST PROFESSIONAL LIMITED | 04526641 | 14/06/2024 | 14/08/2024 | Amber |
| STRATEGIC ASSET MANAGERS LIMITED | SC208872 | 11/11/2022 | 14/08/2024 | Amber |
| VINCENT & CO FINANCIAL LTD | 11638031 | 14/06/2022 | 14/08/2024 | Silver |
| XCAP NOMINEES LIMITED | 07055255 | 26/04/2021 | 14/08/2024 | Not Trading |