| Name | Company Number | Date Appointed | Rating |
|---|
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| A S (NOMINEES) LIMITED | 03066975 | 12/11/1997 | 30/04/1999 | Dissolved |
| A.C. (Nominees) Ltd | SC097194 | 08/05/1998 | 26/04/1999 | Dissolved |
| ABBEY STOCKBROKERS (NOMINEES) LIMITED | 02832344 | 12/11/1997 | 30/04/1999 | Not Trading |
| ABBEY STOCKBROKERS LIMITED | 02666793 | 08/10/1997 | 30/04/1999 | Not Trading |
| AITKEN CAMPBELL & COMPANY LIMITED | SC097757 | 18/03/1998 | 26/04/1999 | Dissolved |
| CATER ALLEN INTERNATIONAL LIMITED | 02572704 | 20/03/1998 | 16/10/2000 | Not Trading |
| Cater Allen Asset Management Ltd | 01405883 | 17/12/1998 | 03/03/2000 | Dissolved |
| Cater Allen Futures Ltd | 00721860 | 17/12/1998 | 03/03/2000 | Dissolved |
| DCL FINANCE (UK) LIMITED | 03017046 | 17/12/1998 | 08/02/2000 | Dissolved |
| SHEPPARDS MONEYBROKERS LIMITED | 01934737 | 15/01/1999 | 01/03/2000 | Not Trading |
| Salix Holdings Ltd | 02199375 | 23/12/1998 | 16/10/2000 | Dissolved |
| Sheppards Moneybrokers (Equities) Ltd | 00154827 | 15/01/1999 | 01/03/2000 | Dissolved |