| Name | Company Number | Date Appointed | Rating |
|---|---|---|---|
| Lautro Ltd | 02020198 | 10/12/1996 | Dissolved |
| The Financial Intermediaries Managers & Brokers Regulatory A | SC068138 | 11/12/1997 | Dissolved |
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| INTERNATIONAL POWER LTD. | 02366963 | 16/08/1992 | 01/10/1996 | Silver |
| Investors Compensation Scheme Ltd | 02119698 | 01/08/1992 | 22/09/1993 | Dissolved |
| K S B FOUNDATION | 04314697 | 01/11/2001 | 01/01/2002 | Dissolved |
| K S B FOUNDATION | 04314697 | 01/11/2001 | 20/11/2009 | Dissolved |
| KING'S SCHOOL, BRUTON | 03304693 | 20/01/1997 | 31/08/2005 | Silver |
| NOVAE CAPITAL 1 LIMITED | 02794968 | 22/09/1993 | 30/07/1997 | Dissolved |
| PERSONAL INVESTMENT AUTHORITY LIMITED | 02776358 | 22/09/1993 | 07/07/2000 | Dissolved |
| Personal Investment Authority Ombudsman Bureau Ltd | 02948187 | 08/07/1994 | 07/07/2000 | Dissolved |
| Proshare U K Ltd | 02633191 | 29/07/1992 | 31/03/1994 | Dissolved |
| RICHMOUNT MANAGEMENT LIMITED | 02427411 | 09/09/1992 | 21/09/1993 | Insolvent |
| Richmount Marketing Ltd | 02553392 | 30/10/1992 | 21/09/1993 | Dissolved |
| Richmount Underwriting Ltd | 02561687 | 12/11/1992 | 21/09/1993 | Dissolved |
| SEDGWICK GROUP LIMITED | 00100691 | 25/03/1992 | 21/09/1993 | Insolvent |
| Sedgwick Group Pension Scheme Trustee Limited | 00253704 | 01/03/1993 | 31/12/1997 | Dissolved |
| Springman Tipper Campbell Partnership Ltd. | 02232884 | 01/05/1993 | 30/04/1998 | Dissolved |
| Stcp Ltd | 03532198 | 30/04/1998 | 31/05/1999 | Dissolved |
| THE FINANCIAL CONDUCT AUTHORITY | 01920623 | 06/07/1993 | 22/09/1993 | Amber |
| THE INSTITUTE OF MANAGEMENT | 00441975 | 16/10/1992 | 28/09/1993 | Not Trading |