| Name | Company Number | Date Appointed | Rating |
|---|---|---|---|
| Charlotte Buildings, Ltd | SC012685 | 19/06/1988 | Dissolved |
| INVESTMENT MANAGEMENT REGULATORY ORGANISATION LIMITED | 02007522 | 25/07/2000 | Dissolved |
| Investors Compensation Scheme Ltd | 02119698 | 01/02/2001 | Dissolved |
| PERSONAL INVESTMENT AUTHORITY LIMITED | 02776358 | 25/07/2000 | Dissolved |
| Personal Investment Authority Ombudsman Bureau Ltd | 02948187 | 25/07/2000 | Dissolved |
| The Securities & Futures Authority Ltd | 01998622 | 01/04/2001 | Dissolved |
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| CME EUROPE LIMITED | 08189042 | 06/03/2013 | 01/11/2017 | Insolvent |
| FINANCIAL SERVICES COMPENSATION SCHEME LIMITED | 03943048 | 03/03/2000 | 31/05/2005 | Silver |
| Imro Ltd | 03123380 | 17/07/2000 | 08/11/2003 | Dissolved |
| PERSONAL INVESTMENT AUTHORITY LIMITED | 02776358 | 07/07/2000 | 25/07/2000 | Dissolved |
| Personal Investment Authority Ombudsman Bureau Ltd | 02948187 | 07/07/2000 | 25/07/2000 | Dissolved |
| SWX EUROPE HOLDINGS LIMITED | 02578702 | 12/04/2007 | 22/10/2009 | Dissolved |
| SWX EUROPE LIMITED | 04199482 | 12/04/2007 | 22/10/2009 | Dissolved |
| THE CITY DISPUTES PANEL | 02883432 | 23/05/1996 | 30/07/1999 | Dissolved |