| Name | Company Number | Date Appointed | Rating |
|---|---|---|---|
| J.M. INTERIM SOLUTIONS LIMITED | 05752126 | 22/03/2006 | Dissolved |
| Prudenntial-Bache Funding Ltd | 04138666 | 10/01/2001 | Dissolved |
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| BELLECAPITAL UK LIMITED | 02123174 | 01/09/1999 | 04/10/2005 | Amber |
| CANACCORD GENUITY WEALTH GROUP LIMITED | 05346642 | 22/07/2010 | 01/10/2012 | Silver |
| CANACCORD GENUITY WEALTH LIMITED | 03739694 | 08/07/2009 | 01/10/2012 | Silver |
| Circle Nominees Ltd | 01891540 | 25/11/1996 | 06/12/1996 | Dissolved |
| Dryden Holdings Ltd | 00990239 | 01/09/1999 | 30/09/2005 | Dissolved |
| JEFFERIES BACHE LIMITED | 00512397 | 25/11/1996 | 06/12/1996 | Insolvent |
| PBI GROUP HOLDINGS LIMITED | 04152381 | 01/02/2001 | 30/09/2005 | Dissolved |
| PBI HOLDINGS LIMITED | 04152163 | 01/02/2001 | 30/09/2005 | Dissolved |
| PGIM EUROPEAN SERVICES LIMITED | 01957069 | 29/03/1999 | 05/04/1999 | Amber |
| PRUDENTIAL-BACHE CAPITAL FUNDING (EQUITIES) LIMITED | 01766988 | 25/11/1996 | 06/12/1996 | Dissolved |
| Pbi Fund Managers Ltd | 03046104 | 01/09/1999 | 15/12/1999 | Dissolved |
| Pbi Ltd | 04151777 | 01/02/2001 | 30/09/2005 | Dissolved |
| Prudential-Bache Forex (U K) Ltd | 01808882 | 05/03/1998 | 09/04/1998 | Dissolved |