| Name | Company Number | Date Appointed | Rating |
|---|---|---|---|
| Aml Candy Ltd | 05123252 | 10/05/2004 | Dissolved |
| Compliacom Ltd | 05754920 | 24/03/2006 | Dissolved |
| Endvale Ltd | 05291867 | 01/02/2006 | Dissolved |
| Gbr Recruitment Ltd | 05754943 | 24/03/2006 | Dissolved |
| Sharely Ltd | 04009617 | 31/10/2000 | Dissolved |
| Sharely Ltd | 04009617 | 31/10/2000 | Dissolved |
| TACTICA FUND MANAGEMENT LIMITED | 05651967 | 04/12/2006 | Dissolved |
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| CHANCERY INVESTMENT GROUP PLC | 06572583 | 03/09/2008 | 22/03/2010 | Dissolved |
| Compliacom Ltd | 05754920 | 24/03/2006 | 22/02/2009 | Dissolved |
| EUROPEAN PENSIONS MANAGEMENT LIMITED | 03567471 | 01/06/2006 | 22/12/2011 | Dissolved |
| GLG PARTNERS UK GROUP LTD | 03349370 | 30/01/1998 | 23/01/2003 | Dissolved |
| GLG PARTNERS UK HOLDINGS LTD | 03418652 | 25/09/1997 | 05/12/2000 | Dissolved |
| GLG PARTNERS UK HOLDINGS LTD | 03418652 | 25/09/1997 | 23/01/2003 | Dissolved |
| Gbr Recruitment Ltd | 05754943 | 24/03/2006 | 22/02/2009 | Dissolved |
| Johnson Fry Property Sales Ltd | 02776218 | 27/11/1996 | 12/06/1997 | Dissolved |
| Johnson Fry Securities Ltd | 02135750 | 14/08/1995 | 20/10/1997 | Dissolved |
| LEGG MASON INVESTMENT FUNDS LIMITED | 00970167 | 11/11/1996 | 15/09/1997 | Dissolved |
| LEGG MASON INVESTMENTS (EUROPE) LIMITED | 01732037 | 11/11/1996 | 15/09/1997 | Insolvent |
| LINCOLN VALE LLP | OC322263 | 08/09/2006 | 07/04/2008 | Dissolved |
| MAN FUND MANAGEMENT UK LIMITED | 03418585 | 20/09/2001 | 23/01/2003 | Bronze |
| MAN FUND MANAGEMENT UK LIMITED | 03418585 | 25/09/1997 | 23/01/2003 | Bronze |
| MAN GROUP INVESTMENTS LIMITED | 03385406 | 25/09/1997 | 05/12/2000 | Gold |
| MAN GROUP INVESTMENTS LIMITED | 03385406 | 25/09/1997 | 23/01/2003 | Gold |
| MAN SOLUTIONS LIMITED | 03385362 | 20/09/2001 | 23/01/2003 | Gold |
| MAN SOLUTIONS LIMITED | 03385362 | 25/09/1997 | 23/01/2003 | Gold |
| Sgy Asset Management (Europe) Ltd | 01843285 | 15/04/1998 | 09/06/1999 | Dissolved |
| Societe Generale Retail Services Ltd | 03385408 | 25/09/1997 | 17/12/2000 | Dissolved |
| Societe Generale Retail Services Ltd | 03385408 | 25/09/1997 | 23/01/2003 | Dissolved |
| THE COMPLIANCE INSTITUTE | 02487718 | 21/04/2005 | 23/05/2006 | Strike Off |