| Name | Company Number | Date Appointed | Rating |
|---|---|---|---|
| ADVISON LIMITED | 05009271 | 31/10/2022 | One Red Flag |
| ALDERBROOK FINANCIAL PLANNING LIMITED | 07451632 | 04/12/2017 | Dissolved |
| BENCHMARK FINANCIAL PLANNING LIMITED | 07572431 | 01/09/2021 | One Red Flag |
| BEST PRACTICE IFA GROUP LIMITED | 04490633 | 17/09/2021 | Silver |
| BRIAN POTTER CONSULTANTS LIMITED | 09564383 | 08/12/2017 | Dissolved |
| CHAMPAIN FINANCIAL SERVICES LIMITED | 06800575 | 05/12/2023 | Bronze |
| CHILCOMB WEALTH LTD | 07594028 | 22/09/2021 | Insolvent |
| CITY CAPITAL ANALYSIS (JCB) LIMITED | 09325594 | 30/04/2018 | Dissolved |
| CITY CAPITAL ANALYSIS LIMITED | 06978004 | 30/04/2018 | Dissolved |
| CLARKE-WALKER FINANCIAL MANAGEMENT LIMITED | 05813502 | 24/03/2022 | One Red Flag |
| CREATIVE TECHNOLOGIES LTD | 06801043 | 01/04/2021 | Amber |
| CT CONNECT LIMITED | 10127318 | 01/11/2021 | Dissolved |
| EVOLUTION WEALTH NETWORK LIMITED | 08229133 | 17/09/2021 | One Red Flag |
| FUSION FUNDS LIMITED | 09886236 | 22/09/2021 | Dissolved |
| FUSION WEALTH LIMITED | 07469060 | 17/09/2021 | Bronze |
| GYP LIMITED | 09929662 | 05/09/2019 | Dissolved |
| INVICTA INDEPENDENT FINANCIAL ADVISERS LIMITED | 03330755 | 29/10/2020 | Dissolved |
| KINGSTON BISHOP LIMITED | 08188265 | 29/09/2023 | Bronze |
| MARK CARDY CONSULTANCY LTD | 09941134 | 15/07/2024 | Gold |
| MCPHERSONS WALPOLE HARDING (FINANCIAL SERVICES) LIMITED | 03430478 | 25/03/2022 | Insolvent |
| MITCHELL & COMPANY (IFA) LIMITED | 05790573 | 01/11/2019 | Insolvent |
| MITCHELL & COMPANY HOLDINGS (REIGATE) LIMITED | 03561142 | 01/11/2019 | Insolvent |
| PP NOMINEES LIMITED | 11089445 | 30/11/2017 | Not Trading |
| PP TRUSTEES LIMITED | 11088883 | 29/11/2017 | Not Trading |
| REGENTS PARK FINANCIAL SOLUTIONS LTD | 07888235 | 07/03/2023 | Insolvent |
| RIA PENSION TRUSTEES LIMITED | 11191835 | 07/02/2018 | Not Trading |
| RJC CONSULTANCY LIMITED | 09357546 | 30/09/2021 | Dissolved |
| SCHRODERS SUSTAINABLE INVEST LIMITED | 13922301 | 17/02/2022 | Strike Off |
| SQUIRREL FINANCIAL PLANNING LTD | 06715428 | 25/03/2019 | Dissolved |
| THE WORKPLACE BENEFITS COMPANY LIMITED | 07833452 | 05/12/2023 | Insolvent |
| UNIQUE FINANCIAL PLANNING LIMITED | 08996066 | 31/10/2023 | Bronze |
| VERCERN LIMITED | 07209338 | 26/07/2024 | Bronze |
| WATERHOUSE FINANCIAL PLANNING LIMITED | NI615980 | 28/06/2022 | Insolvent |
| WEALTH PLANNING LIMITED | 13081680 | 01/12/2023 | One Red Flag |
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| WHELAN WEALTH MANAGEMENT LIMITED | 07408299 | 31/10/2019 | 01/11/2019 | Silver |