| Name | Company Number | Date Appointed | Rating |
|---|---|---|---|
| ACRE 1172 LIMITED | 09110714 | 01/10/2016 | Dissolved |
| BROADOAK GROUP LIMITED | 02478030 | 10/09/2010 | Dissolved |
| CAVANAGH GROUP LIMITED | 04220482 | 22/06/2011 | Dissolved |
| CBAM (AB) LIMITED | 01919345 | 18/02/2011 | Dissolved |
| CBAM (SM) LIMITED | SC112315 | 04/11/2011 | Dissolved |
| CHARTWELL GROUP LIMITED | 03427378 | 10/09/2010 | Dissolved |
| CLOSE FINSBURY ASSET MANAGEMENT LIMITED | 01865803 | 18/06/2011 | Dissolved |
| CLOSE HOLDINGS LIMITED | 04618778 | 18/06/2011 | Dissolved |
| CLOSE INVESTMENT LIMITED | 02690842 | 18/06/2011 | Dissolved |
| CLOSE MULTI MANAGER LIMITED | 02840154 | 15/02/2011 | Dissolved |
| CLOSE TEAMS LIMITED | 03937025 | 18/06/2011 | Dissolved |
| CLOSE WEALTH HOLDINGS LIMITED | 03532914 | 01/05/2008 | Dissolved |
| CLOSE WEALTH MANAGEMENT LIMITED | 02106591 | 13/11/2007 | Dissolved |
| CPM (PE) LIMITED | 04991302 | 21/06/2011 | Dissolved |
| FORTUNE ASSET MANAGEMENT LIMITED | 03826742 | 21/09/2010 | Dissolved |
| GLOBAL FUND ANALYSIS LIMITED | 03236256 | 13/07/2011 | Dissolved |
| JOSEPH NELSON LIMITED | 02359725 | 01/05/2008 | Dissolved |
| NELSON INVESTMENT PLANNING LIMITED | 02109809 | 01/05/2008 | Dissolved |
| NELSON MONEY MANAGERS LIMITED | 03170463 | 01/05/2008 | Dissolved |
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| ADRIAN SMITH & PARTNERS LIMITED | 05329962 | 13/01/2017 | 16/03/2018 | Dissolved |
| CAVANAGH FINANCIAL MANAGEMENT LIMITED | SC096918 | 22/06/2011 | 16/03/2018 | Not Trading |
| CFSL MANAGEMENT LIMITED | 09847928 | 29/10/2015 | 16/03/2018 | Amber |
| CHARTWELL PRIVATE CLIENT LIMITED | 05464443 | 10/09/2010 | 16/03/2018 | Dissolved |
| CLOSE ASSET MANAGEMENT (UK) LIMITED | 02998803 | 25/06/2010 | 16/03/2018 | Silver |
| CLOSE ASSET MANAGEMENT HOLDINGS LIMITED | 03773684 | 06/05/2015 | 16/03/2018 | Silver |
| CLOSE ASSET MANAGEMENT LIMITED | 01644127 | 24/04/2009 | 16/03/2018 | Silver |
| CLOSE INVESTMENTS LIMITED | 02594987 | 21/09/2010 | 16/03/2018 | Silver |
| CLOSE PORTFOLIO MANAGEMENT LIMITED | 03268027 | 04/05/2017 | 16/03/2018 | Amber |
| EOS WEALTH MANAGEMENT LIMITED | 07363533 | 01/10/2016 | 16/03/2018 | Bronze |
| LION NOMINEES LIMITED | 02091464 | 23/11/2010 | 16/03/2018 | Not Trading |
| MACKAY STEWART & BROWN LTD. | SC072631 | 06/07/2015 | 16/03/2018 | Dissolved |