| Name | Company Number | Date Appointed | Rating |
|---|---|---|---|
| BROADOAK FINANCIAL SERVICES LIMITED | 02478029 | 02/10/2007 | Dissolved |
| CAVENDISH GRANT LIMITED | 05942445 | 16/05/2007 | Dissolved |
| CHARTWELL ASSET MANAGEMENT LIMITED | 06233193 | 31/12/2007 | Dissolved |
| CHARTWELL DIRECT LIMITED | 06814687 | 10/02/2009 | Dissolved |
| CHARTWELL EMPLOYER SOLUTIONS LIMITED | 06926366 | 11/01/2010 | Dissolved |
| CHARTWELL NOMINEES LIMITED | 04305573 | 11/11/2005 | Dissolved |
| Edenhall Securities Ltd | 01334449 | 02/10/2007 | Dissolved |
| INVESTORCENTRE LIMITED | 05644822 | 05/12/2005 | Dissolved |
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| BROADOAK GROUP LIMITED | 02478030 | 02/10/2007 | 10/09/2010 | Dissolved |
| CHARTWELL FUNDING LIMITED | 05875291 | 15/11/2006 | 03/09/2010 | Gold |
| CHARTWELL GROUP LIMITED | 03427378 | 02/09/1997 | 10/09/2010 | Dissolved |
| CHARTWELL HEALTHCARE LIMITED | 06333575 | 29/09/2010 | 01/07/2012 | Insolvent |
| CHARTWELL PRIVATE CLIENT LIMITED | 05464443 | 27/06/2005 | 10/09/2010 | Dissolved |
| CONTRACTS ADVANCE LIMITED | 06258133 | 15/01/2008 | 01/10/2009 | Amber |
| QUILTER INVESTORS PORTFOLIO MANAGEMENT LIMITED | 03056894 | 11/11/2005 | 01/12/2009 | Insolvent |