| Name | Company Number | Date Appointed | Rating |
|---|---|---|---|
| ALPHA PTARMIGAN LIMITED | 07515607 | 03/02/2011 | Dissolved |
| MONEVATE LIMITED | 04321363 | 11/02/2002 | Dissolved |
| MONEVATE SERVICES LIMITED | 03926471 | 02/03/2000 | Dissolved |
| Matrix Heritage (No.29) Ltd | 03503209 | 28/11/2002 | Dissolved |
| PLATFORM SECURITIES HOLDINGS LIMITED | 05777728 | 04/08/2016 | Amber |
| Retailassurance Co Ltd. | 03531185 | 19/03/1998 | Dissolved |
| Sandham Enterprises (No.2) Ltd | 03665282 | 10/11/1998 | Dissolved |
| Sandham Properties Limited | 02664246 | 19/11/1992 | Dissolved |
| Shopassurance Co Ltd. | 03529946 | 18/03/1998 | Dissolved |
| Stellar Holdings Ltd. | 03843178 | 20/09/1999 | Dissolved |
| TRIPLEATAG LIMITED | 07417636 | 25/10/2010 | Dissolved |
| Tbo Media Group Ltd | 02871073 | 12/11/1993 | Dissolved |
| Tbo Professional Briefing Ltd | 02533699 | 31/03/1992 | Dissolved |
| Tboi Peoplecare Ltd | 03722877 | 15/03/1999 | Dissolved |
| Tboi Quality Ltd | 03304473 | 20/01/1997 | Dissolved |
| Two Nine Four Marketing Ltd | 02759455 | 27/10/1992 | Dissolved |
| WALNUT SECURITIES LIMITED | 06404575 | 19/10/2007 | Silver |
| WALNUT SECURITIES LIMITED | 06404575 | 19/10/2007 | Silver |
| YORKSHIRE INDEPENDENT FINANCIAL ADVISERS LIMITED | 06400787 | 19/10/2007 | Gold |
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| AWM-IFA LTD | 10660707 | 08/10/2021 | 23/09/2023 | Amber |
| BRIAN KENNEDY LIMITED | SC388216 | 29/01/2021 | 23/09/2023 | Insolvent |
| BUCHANAN & ASSOCIATES FINANCIAL PLANNING LIMITED | SC365574 | 01/02/2021 | 23/09/2023 | Silver |
| CUSTODIAN WEALTH MANAGEMENT LIMITED | 05238758 | 18/06/2021 | 23/09/2023 | Insolvent |
| DERWENT COURT MANAGEMENT COMPANY LIMITED | 04579629 | 18/07/2005 | 25/08/2006 | Gold |
| DERWENT COURT MANAGEMENT COMPANY LIMITED | 04579629 | 01/11/2002 | 01/10/2004 | Gold |
| ENGAGE ANALYTICS LIMITED | 07713185 | 21/07/2011 | 10/07/2013 | Dissolved |
| GOLD ALLIANCE (UK) LTD | 04897969 | 01/02/2010 | 06/02/2013 | Dissolved |
| GREEN HAT FINANCIAL PLANNING LIMITED | SC425047 | 29/01/2021 | 23/09/2023 | Insolvent |
| HFL ADVISORY SERVICES LTD | 09156065 | 26/10/2021 | 23/09/2023 | Silver |
| HOLMES INVESTMENTS LIMITED | 04995130 | 31/08/2021 | 23/09/2023 | One Red Flag |
| Healless Spencer Ltd | 02760881 | 11/01/1993 | 01/07/1997 | Dissolved |
| IWP ABERDEEN LIMITED | 12374266 | 01/02/2021 | 01/02/2021 | Insolvent |
| IWP ADVISORY HOLDINGS LIMITED | FC038159 | 27/01/2022 | 23/09/2023 | One Red Flag |
| IWP HOLDINGS LTD | FC036459 | 30/04/2020 | 23/09/2022 | Two Red Flags |
| IWP INVESTMENTS LIMITED | FC038164 | 27/01/2022 | 23/09/2023 | Amber |
| NUGENIS FINANCIAL PLANNING GROUP LIMITED | 10257926 | 03/04/2020 | 23/09/2023 | Insolvent |
| NUGENIS FINANCIAL PLANNING LIMITED | 08215198 | 04/02/2020 | 23/09/2023 | Bronze |
| PROFESSIONAL WEALTH MANAGEMENT (YORKSHIRE) LIMITED | 07568390 | 01/03/2021 | 23/09/2023 | Silver |
| PROFESSIONAL WEALTH MANAGEMENT INVESTMENT SERVICES LIMITED | 07965334 | 01/03/2021 | 23/09/2023 | Silver |
| PROFESSIONAL WEALTH MANAGEMENT LIMITED | 04554297 | 01/03/2021 | 23/09/2023 | Silver |
| RIXON MATTHEWS APPLEYARD (FINANCIAL SERVICES) LIMITED | 00893145 | 30/11/2022 | 23/09/2023 | Silver |
| SINERGIE FINANCIAL SOLUTIONS LIMITED | SC388299 | 29/01/2021 | 23/09/2023 | Insolvent |
| SUTHERLAND INDEPENDENT LIMITED | SC262045 | 29/01/2021 | 23/09/2023 | Silver |
| Sandham Enterprises (Uk) Ltd | 02339178 | 25/01/1989 | 07/06/2001 | Dissolved |
| Sandham Estates Ltd | 02299553 | 27/09/1988 | 07/06/2001 | Dissolved |
| TBO INVESTMENTS LIMITED | 02738598 | 10/08/1992 | 31/08/2007 | Dissolved |
| THE BANCASSURANCE COMPANY LIMITED | 02872560 | 15/07/1999 | 17/10/2005 | Dissolved |
| THROGMORTON WEALTH MANAGEMENT LIMITED | 04946489 | 31/08/2021 | 23/09/2023 | Bronze |
| TRAILIGHT LTD. | 02545823 | 31/03/1992 | 31/07/2001 | Amber |
| Tbo (South) Ltd | 02969578 | 20/09/1994 | 07/03/1996 | Dissolved |