| Name | Company Number | Date Appointed | Rating |
|---|---|---|---|
| ABBEY MEADS FINANCIAL LTD | 03005688 | 19/12/2013 | Not Trading |
| CHARLES REYNOLDS & ASSOCIATES (INDEPENDENT FINANCIAL ADVISERS) LIMITED | 02330605 | 19/12/2013 | One Red Flag |
| CHARLES REYNOLDS & ASSOCIATES LIMITED | 02056650 | 19/12/2013 | Not Trading |
| FINANCIAL CONNECTION WEALTH MANAGEMENT LIMITED | 07935816 | 23/12/2013 | Not Trading |
| FUTURE LIFESTYLE LIMITED | 04640684 | 20/12/2013 | Not Trading |
| MCGREGORS WEALTH MANAGEMENT LIMITED | 06930801 | 20/12/2013 | Not Trading |
| PERSPECTIVE (AVON) LIMITED | 08017779 | 23/12/2013 | Silver |
| PERSPECTIVE (CENTRAL & EAST) LIMITED | 04787955 | 19/12/2013 | Not Trading |
| PLATINUM PORTFOLIOS LIMITED | 03552172 | 31/12/2013 | Not Trading |
| SHIREBROOK WEALTH MANAGEMENT LIMITED | 07592603 | 19/12/2013 | Silver |
| VISTA PLATFORM SERVICES LTD | 07611214 | 19/12/2013 | Not Trading |
| WALTER WRIGHT FINANCIAL SERVICES LIMITED | 04388251 | 19/11/2013 | Not Trading |
| WARNES ANDERTON LIMITED | 04742035 | 23/12/2013 | Not Trading |
| WINGHAM WYATT FINANCIAL ADVISERS LIMITED | 04428477 | 20/12/2013 | Not Trading |
| WINGHAM WYATT GROUP LTD | 04650882 | 20/12/2013 | Not Trading |
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| CAMBRIDGE INVESTMENTS LIMITED | 01370458 | 23/12/2013 | 19/06/2020 | Silver |
| CORLEA LIMITED | 02692235 | 19/12/2013 | 29/03/2018 | Silver |
| HEALTHTRUST MANAGEMENT SERVICES LIMITED | 03415978 | 19/12/2013 | 29/03/2018 | Silver |
| MULTIPLEX FINANCIAL TRUSTEES LIMITED | 02191340 | 19/12/2013 | 29/03/2018 | Silver |
| MULTIPLEX PENSION TRUSTEES LIMITED | 03525292 | 19/12/2013 | 29/03/2018 | Silver |