| Name | Company Number | Date Appointed | Rating |
|---|---|---|---|
| ADVISON LIMITED | 05009271 | 20/11/2024 | Insolvent |
| BENCHMARK CAPITAL LIMITED | 09404621 | 08/02/2022 | Silver |
| BENCHMARK FINANCIAL PLANNING LIMITED | 07572431 | 10/11/2021 | Amber |
| BEST PRACTICE IFA GROUP LIMITED | 04490633 | 08/03/2022 | Silver |
| BRIGHT SQUARE PENSIONS LIMITED | 10860717 | 02/11/2022 | Bronze |
| CHARTERED INDEPENDENT LIMITED | 08030712 | 05/09/2022 | Silver |
| CLARKE-WALKER FINANCIAL MANAGEMENT LIMITED | 05813502 | 18/11/2024 | One Red Flag |
| CREATIVE TECHNOLOGIES LTD | 06801043 | 09/10/2023 | One Red Flag |
| CUSACK FINANCIAL MANAGEMENT LIMITED | 05189145 | 03/03/2025 | Gold |
| EVOLUTION WEALTH NETWORK LIMITED | 08229133 | 08/03/2022 | One Red Flag |
| FINURA PARTNERS LIMITED | 09560937 | 08/06/2021 | One Red Flag |
| FUSION WEALTH LIMITED | 07469060 | 02/11/2022 | Bronze |
| HARDER BETTER FASTER STRONGER CONSULTING LIMITED | 10881124 | 24/07/2017 | Dissolved |
| KELLANDS (BRISTOL) LIMITED | 04038310 | 12/07/2021 | Silver |
| KINGSTON BISHOP LIMITED | 08188265 | 18/11/2024 | Bronze |
| MARK CARDY CONSULTANCY LTD | 09941134 | 18/11/2024 | Silver |
| OCULUS (HOLDINGS) LIMITED | 08589431 | 07/03/2023 | Bronze |
| REDBOURNE WEALTH MANAGEMENT LTD | 06430777 | 19/11/2021 | Insolvent |
| ROBERTSON BAXTER LIMITED | 05847483 | 31/03/2022 | One Red Flag |
| SCHRODERS SUSTAINABLE INVEST LIMITED | 13922301 | 17/02/2022 | Dissolved |
| UNIQUE FINANCIAL PLANNING LIMITED | 08996066 | 31/10/2023 | One Red Flag |
| VERCERN LIMITED | 07209338 | 18/11/2024 | Bronze |
| WEALTH PLANNING LIMITED | 13081680 | 18/11/2024 | One Red Flag |
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| ORIGO SERVICES LIMITED | SC115061 | 13/02/2019 | 23/07/2020 | Silver |
| RAYNER SPENCER MILLS RESEARCH LIMITED | 05227656 | 01/02/2024 | 07/01/2025 | Bronze |