| Name | Company Number | Date Appointed | Rating |
|---|---|---|---|
| ADVANCED FINANCIAL SOLUTIONS LIMITED | 04193770 | 04/04/2001 | Gold |
| BJFM HOLDINGS LIMITED | 07554670 | 07/03/2011 | Bronze |
| DGJ FINANCIAL MARKETING LIMITED | 09061242 | 29/05/2014 | Dissolved |
| DUAL COMPENDIUM LIMITED | 05396888 | 31/10/2017 | Dissolved |
| EAST RIDING INVESTMENT CO LIMITED | 09601568 | 20/05/2015 | Bronze |
| FISHER FINANCIAL PLANNING LIMITED | 05174908 | 27/08/2004 | Dissolved |
| GRANTHAM ENTERPRISES LIMITED | 10007750 | 16/02/2016 | Dissolved |
| JXG WEALTH LIMITED | 02702410 | 18/09/2023 | Amber |
| SMAILES GOLDIE FINANCIAL MANAGEMENT LIMITED | 04926777 | 09/10/2003 | Amber |
| STP WEALTH MANAGEMENT LIMITED | 08813580 | 31/07/2019 | Dissolved |
| Sterling Leisure Management Ltd | 03614046 | 12/08/1998 | Dissolved |
| Sterling Leisure Management Ltd | 03614046 | 12/08/1998 | Dissolved |
| TIMEC 1289 LIMITED | 07350940 | 31/10/2017 | Dissolved |
| TSF RETAIL SOLUTIONS LIMITED | 04270505 | 31/10/2017 | Insolvent |
| WYNYARD FINANCIAL LIMITED | 07323016 | 22/07/2010 | Dissolved |
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| ADVANCED FINANCIAL SOLUTIONS LIMITED | 04193770 | 04/04/2001 | 02/01/2024 | Gold |
| KW WEALTH PLANNING LIMITED | 01265376 | 22/10/2020 | 11/10/2023 | Silver |
| NHA FINANCIAL SERVICES LIMITED | 07505303 | 09/01/2014 | 23/09/2024 | Bronze |
| SANLAM PARTNERSHIPS LIMITED | 07182140 | 09/03/2010 | 25/09/2012 | Insolvent |
| STERLING TRUST FINANCIAL CONSULTING LIMITED | 04014669 | 14/06/2000 | 23/05/2024 | Bronze |
| STERLING TRUST PROFESSIONAL (NORTH EAST) LIMITED | 07256877 | 18/05/2010 | 23/09/2024 | Silver |
| STERLING TRUST PROFESSIONAL (YORK) LIMITED | 06496395 | 09/01/2014 | 23/09/2024 | Silver |
| STERLING TRUST PROFESSIONAL LIMITED | 04526641 | 04/09/2002 | 14/06/2024 | Bronze |
| STP RISK SOLUTIONS LIMITED | 09834808 | 21/10/2015 | 18/01/2024 | Silver |
| Stp Securities Ltd | 04585452 | 08/11/2002 | 01/01/2007 | Dissolved |