| Name | Company Number | Date Appointed | Rating |
|---|---|---|---|
| ANTHONY, BRYANT & COMPANY (INVESTMENT CONSULTANTS) LIMITED | 01225777 | 31/12/2021 | Strike Off |
| BEAUMONT ROBINSON LTD. | 04849239 | 30/11/2016 | Dissolved |
| DODD MURRAY LIMITED | 05865246 | 02/10/2017 | Dissolved |
| DQS FINANCIAL MANAGEMENT LIMITED | 04599331 | 31/10/2016 | Dissolved |
| INFINITI FINANCIAL PLANNING & INVESTMENT MANAGEMENT LIMITED | 08008864 | 24/03/2017 | Dissolved |
| MICHAEL WAITE INDEPENDANT FINANCIAL ADVICE LTD | 03980513 | 18/10/2016 | Dissolved |
| MKC (CARRWOOD) LIMITED | 05626656 | 01/11/2021 | Bronze |
| MKC WEALTH EBT LIMITED | 13884675 | 01/02/2022 | Amber |
| MKC WEALTH HOLDINGS (2) LTD | 14187915 | 22/06/2022 | Dissolved |
| MKC WEALTH HOLDINGS LTD | 12743231 | 30/09/2021 | Amber |
| MKC WEALTH LTD | 05016078 | 30/09/2021 | One Red Flag |
| PREMIER WEALTH LIMITED | 06501604 | 28/02/2017 | Dissolved |
| RIVIERA GROUP BIDCO LIMITED | FC039991 | 11/11/2022 | Bronze |
| RIVIERA GROUP FINANCE LIMITED | FC039987 | 11/11/2022 | One Red Flag |
| RIVIERA GROUP HOLDCO LIMITED | FC040000 | 14/11/2022 | One Red Flag |
| THE ALEXANDER BEARD GROUP OF COMPANIES LIMITED | 02144184 | 01/07/2021 | Bronze |
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| BUCKLES LIMITED | 03294475 | 13/01/1997 | 05/02/2016 | Dissolved |
| D G PRYDE LIMITED | SC263049 | 25/04/2018 | 21/02/2019 | Dissolved |
| HOLBORN FINANCIAL HOLDCO LIMITED | 14068611 | 26/04/2022 | 03/10/2023 | Amber |
| HOLBORN FINANCIAL LIMITED | 03247997 | 19/08/2021 | 03/10/2023 | Amber |
| MAESTRO FINANCIAL SERVICES LIMITED | 01863834 | 28/04/2017 | 21/02/2019 | Dissolved |
| NPL FINANCIAL LIMITED | 08633497 | 28/04/2017 | 21/02/2019 | Dissolved |
| PREMIER PLANNING LIMITED | 01744396 | 28/02/2017 | 21/02/2019 | Dissolved |
| QUILTER PRIVATE CLIENT ADVISERS LIMITED | 06201261 | 23/09/2015 | 21/02/2019 | Silver |
| SNOWDONIA ASSET MANAGEMENT LIMITED | 05760769 | 05/04/2006 | 05/02/2016 | Dissolved |