| Name | Company Number | Date Appointed | Rating |
|---|---|---|---|
| AMBER RIVER GROUP LIMITED | 11942058 | 29/05/2019 | Amber |
| AMBER RIVER LIMITED | 12422103 | 23/09/2020 | Bronze |
| DMWSL 946 LIMITED | 12996966 | 28/04/2021 | Bronze |
| EMERY (IFA) LIMITED | 03776035 | 30/09/2019 | Bronze |
| JAVELIN CAPITAL PARTNERS LLP | OC306015 | 28/09/2016 | Dissolved |
| JOHNSTON CAMPBELL HOLDINGS LIMITED | NI605301 | 30/08/2019 | One Red Flag |
| LAMBOURN HOLDINGS LIMITED | 10808417 | 07/06/2017 | Dissolved |
| LARKSPUR BIDCO LIMITED | 13845083 | 22/03/2024 | One Red Flag |
| MAPLE LEAF BIDCO LIMITED | 14023668 | 04/04/2022 | Dissolved |
| PREMIER FINANCIAL MANAGEMENT LTD | 03350242 | 30/09/2020 | Silver |
| SFIA 2020 LIMITED | 12136851 | 28/02/2023 | One Red Flag |
| SHIPMAN GROUP HOLDINGS LIMITED | 11681914 | 29/01/2021 | One Red Flag |
| SOCIUM GROUP NOMINEE LIMITED | 12994663 | 23/04/2021 | Silver |
| TAM FINANCIAL LTD | 08082749 | 03/11/2023 | Bronze |
| TRUE BEARING LIMITED | 04806442 | 01/03/2021 | Amber |
| WISTERIA BIDCO LIMITED | 13845085 | 12/01/2022 | Bronze |
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| ASSOCIATION OF PROFESSIONAL FINANCIAL ADVISERS | 03779289 | 11/03/2013 | 26/06/2014 | Dissolved |
| CANADA LIFE LIMITED | 00973271 | 13/07/2017 | 20/05/2020 | Bronze |
| CHANCERY FINANCIAL PLANNING HOLDINGS LIMITED | 12421776 | 25/03/2020 | 27/02/2024 | Amber |
| CM BIDCO LIMITED | 14368916 | 21/09/2022 | 31/03/2024 | One Red Flag |
| FITZROY SUPPORT | 02699902 | 24/11/2005 | 26/01/2017 | Gold |
| HENDERSON ALTERNATIVE STRATEGIES TRUST PLC | SC015905 | 01/09/2017 | 03/07/2020 | Insolvent |
| JACARANDA BIDCO LIMITED | 13845078 | 12/01/2022 | 31/03/2024 | One Red Flag |
| JOHNSTON CAMPBELL LIMITED | NI046529 | 30/08/2019 | 09/02/2024 | Silver |
| LARKSPUR BIDCO LIMITED | 13845083 | 12/01/2022 | 29/06/2022 | One Red Flag |
| OMNIS INVESTMENTS LIMITED | 06582314 | 27/11/2013 | 17/03/2015 | Silver |
| REGROWTH HOLDINGS LIMITED | 05776770 | 21/01/2022 | 25/03/2024 | One Red Flag |
| THE INVESTING AND SAVING ALLIANCE | 03548792 | 15/10/2014 | 03/02/2016 | Bronze |
| WEALTH SOLUTIONS HOLDINGS LIMITED | 11801444 | 01/03/2021 | 04/04/2024 | One Red Flag |