| Name | Company Number | Date Appointed | Rating |
|---|---|---|---|
| ALW ACADEMY LIMITED | 08999251 | 16/04/2014 | Dissolved |
| ALW HAIRDRESSING LIMITED | 08998871 | 15/04/2014 | Dissolved |
| ANGLO WEALTH LIMITED | 08872113 | 15/05/2014 | Dissolved |
| AP & B LIMITED | 08963542 | 27/03/2014 | Dissolved |
| WEALD ASSOCIATES LLP | OC325789 | 07/02/2011 | Dissolved |
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| ADEE PHELAN (ACADEMY) LIMITED | 08384507 | 01/02/2013 | 07/05/2014 | Dissolved |
| ADEE PHELAN (FRANCHISE) LIMITED | 08168781 | 06/08/2012 | 07/05/2014 | Dissolved |
| BINKS & CO (BIRMINGHAM) LIMITED | 07652305 | 06/06/2012 | 30/04/2014 | Dissolved |
| BINKS & CO (LONDON) LIMITED | 08166767 | 03/08/2012 | 07/05/2014 | Dissolved |
| BINKS & CO LIMITED | 07455631 | 06/06/2012 | 07/05/2014 | Dissolved |
| CHURCHILL GLOBAL SECURITIES LIMITED | 09658587 | 01/11/2017 | 01/11/2017 | Dissolved |
| G D H (UK) LTD | 07882578 | 24/07/2013 | 31/12/2013 | Dissolved |
| KARMA ASSETS LIMITED | 08162449 | 31/07/2012 | 21/10/2014 | Amber |
| LONDON CAPITAL & FINANCE PLC | 08140312 | 30/10/2015 | 24/08/2016 | Insolvent |
| Larkin Badeni Communications Ltd | 06320565 | 07/01/2009 | 09/06/2009 | Dissolved |
| MY BLOODSTOCK PLC | 09670476 | 21/08/2015 | 01/05/2019 | Dissolved |
| NOVUM PRIVATE CLIENTS LIMITED | 05298652 | 01/08/2007 | 05/05/2009 | Dissolved |
| NOVUM PRIVATE CLIENTS LIMITED | 05298652 | 01/12/2005 | 21/02/2008 | Dissolved |
| NOVUM SECURITIES LIMITED | 05879560 | 21/02/2008 | 05/05/2009 | Gold |