| Name | Company Number | Date Appointed | Rating |
|---|---|---|---|
| ANGLIA FINANCIAL LIMITED | 03835743 | 20/03/2013 | Dissolved |
| CHAPMAN ASSOCIATES LIMITED | 03047530 | 01/03/2013 | Dissolved |
| CHAPMAN HUNTER GROUP LIMITED | 06034452 | 01/03/2013 | Dissolved |
| E W SMITH & CO INDEPENDENT FINANCIAL ADVISERS LIMITED | 04088394 | 29/01/2014 | Dissolved |
| ST. JAMES'S PLACE ACQUISITION SERVICES LIMITED | 07730835 | 30/04/2015 | One Red Flag |
| ST. JAMES'S PLACE EIS LIMITED | 10110255 | 07/04/2016 | Dissolved |
| ST. JAMES'S PLACE INTERNATIONAL DISTRIBUTION LIMITED | 08798683 | 11/12/2020 | Silver |
| ST. JAMES'S PLACE PARTNERSHIP SERVICES LIMITED | 08201211 | 12/09/2022 | Silver |
| ST. JAMES'S PLACE WEALTH MANAGEMENT PLC | 04113955 | 08/11/2022 | Amber |
| ST.JAMES'S PLACE (PCP) LIMITED | 02706684 | 27/07/2022 | Silver |
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| LP HOLDCO LIMITED | 08323278 | 07/12/2012 | 26/11/2021 | Silver |
| PERENNIAL FINANCIAL MANAGEMENT LIMITED | 04609753 | 29/01/2014 | 13/11/2017 | Gold |
| ST. JAMES'S PLACE DFM HOLDINGS LIMITED | 09687687 | 15/07/2015 | 04/12/2020 | Silver |
| TECHNICAL CONNECTION LIMITED | 03178474 | 18/04/2016 | 15/05/2018 | Amber |
| TRING FINANCIAL MANAGEMENT LIMITED | 05487108 | 22/01/2013 | 18/05/2020 | Amber |