| Name | Company Number | Date Appointed | Rating |
|---|---|---|---|
| DAFFERNS FINANCIAL SERVICES LIMITED | 05646329 | 21/03/2016 | Dissolved |
| ELSBY & CO FINANCIAL PLANNING LTD | 09943679 | 11/01/2016 | Dissolved |
| GAM ASSET COMPANY LIMITED | 10015468 | 19/02/2016 | Dissolved |
| GAM NOMINEES LIMITED | 02417018 | 25/08/2015 | Dissolved |
| GAM TRUSTEES LIMITED | 02696375 | 21/08/2014 | Not Trading |
| GREYFRIARS (GAM HOLDINGS) LIMITED | 11036709 | 30/10/2017 | Dissolved |
| GREYFRIARS ASSET MANAGEMENT LIMITED LIABILITY PARTNERSHIP | OC304665 | 09/05/2016 | Dissolved |
| INTEGRA FINANCIAL SOLUTIONS LIMITED | 05395773 | 14/09/2016 | Dissolved |
| RD1 LIMITED | 06956634 | 01/10/2009 | Dissolved |
| S40 LIMITED | 07624794 | 06/05/2011 | Dissolved |
| SCISCO MANAGEMENT LIMITED | 09005775 | 22/04/2014 | Dissolved |
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| BERKELEY BURKE MACARTNEY & DOWIE LIMITED | 04794464 | 18/08/2011 | 01/07/2014 | Silver |
| BERKELEY BURKE SIPP ADMINISTRATION LIMITED | 06576938 | 25/04/2008 | 01/07/2014 | Insolvent |
| BERKELEY BURKE WEALTH MANAGEMENT LIMITED | 06677945 | 20/08/2008 | 01/07/2014 | One Red Flag |
| BERKELEY, BURKE & COMPANY LIMITED | 01134860 | 01/07/2005 | 01/07/2014 | One Red Flag |
| BERKELEY, BURKE TRUSTEE COMPANY LIMITED | 01382326 | 01/11/2008 | 01/07/2014 | Not Trading |
| F E FINANCIAL SERVICES LTD | 04092823 | 07/09/2016 | 30/11/2018 | Gold |
| NEWBY CASTLEMAN (FINANCIAL SERVICES) LIMITED | 04066763 | 04/08/2016 | 04/06/2020 | Strike Off |
| OPTIONS SSAS LIMITED | 01230550 | 01/09/2005 | 01/07/2014 | Gold |