| Name | Company Number | Date Appointed | Rating |
|---|---|---|---|
| BREATHNACH FINANCIAL SERVICES COMPLIANCE CONSULTING LIMITED | 11307010 | 12/04/2018 | Strike Off |
| GW FINANCIAL SERVICES REGULATORY CONSULTING LIMITED | 07102070 | 11/12/2009 | Dissolved |
| GW FINANCIAL SERVICES REGULATORY CONSULTING LIMITED | 07877603 | 09/12/2011 | Dissolved |
| SCEPTRE FS CONSULTANTS LIMITED | 09922238 | 18/12/2015 | Dissolved |
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| BTM GROUP HOLDINGS LIMITED | 09653970 | 15/12/2015 | 24/03/2016 | Dissolved |
| ENGLON AOA LIMITED | 09344862 | 03/03/2017 | 08/05/2017 | Dissolved |
| HORIZON STOCKBROKING LIMITED | 08434634 | 04/09/2017 | 25/09/2017 | Dissolved |
| JAD SECURITIES LTD | 08836765 | 11/05/2016 | 10/09/2016 | Silver |
| TICKMILL UK LTD | 09592225 | 03/09/2015 | 07/09/2016 | Silver |
| XSECURITIES UK LIMITED | 08938395 | 06/11/2015 | 30/03/2016 | Dissolved |
| ZEAL CAPITAL MARKET (UK) LIMITED | 10219924 | 22/03/2017 | 31/01/2020 | Bronze |