| Name | Company Number | Date Appointed | Rating |
|---|
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| CHARTER WEALTH MANAGEMENT LIMITED | 04789929 | 26/08/2022 | 24/03/2023 | Amber |
| HFL FINANCIAL ADVISERS LTD | 08650327 | 30/09/2022 | 24/03/2023 | Amber |
| MCCREA FINANCIAL SERVICES LTD. | SC191039 | 08/02/2023 | 24/03/2023 | Bronze |
| NHA FINANCIAL SERVICES LIMITED | 07505303 | 23/06/2020 | 23/07/2021 | Amber |
| ONE FOUR NINE GROUP LIMITED | 11866793 | 08/02/2022 | 24/03/2023 | Amber |
| ONE FOUR NINE PORTFOLIO MANAGEMENT LIMITED | 11871594 | 17/05/2022 | 24/03/2023 | Amber |
| ONE FOUR NINE WEALTH HOLDINGS LIMITED | 11871733 | 24/05/2022 | 24/03/2023 | One Red Flag |
| REGENCY INVESTMENT SERVICES LIMITED | 01409821 | 17/11/2020 | 23/07/2021 | Amber |
| RUSSELL GIBSON FINANCIAL MANAGEMENT LIMITED | SC333657 | 20/07/2022 | 24/03/2023 | Gold |
| STERLING TRUST FINANCIAL CONSULTING LIMITED | 04014669 | 23/06/2020 | 23/07/2021 | One Red Flag |
| STERLING TRUST PROFESSIONAL (NORTH EAST) LIMITED | 07256877 | 23/06/2020 | 23/07/2021 | Amber |
| STERLING TRUST PROFESSIONAL (SHEFFIELD) LIMITED | 11765434 | 23/06/2020 | 23/07/2021 | Amber |
| STERLING TRUST PROFESSIONAL (YORK) LIMITED | 06496395 | 23/06/2020 | 23/07/2021 | Amber |
| STERLING TRUST PROFESSIONAL LIMITED | 04526641 | 23/06/2020 | 23/07/2021 | Amber |
| STP WEALTH MANAGEMENT LIMITED | 08813580 | 23/06/2020 | 23/07/2021 | Dissolved |