| Name | Company Number | Date Appointed | Rating |
|---|
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| A P ASSOCIATES FINANCIAL SERVICES LIMITED | 07245258 | 17/08/2022 | 28/10/2022 | Insolvent |
| G & E PRIVATE WEALTH LIMITED | 12009548 | 31/03/2020 | 28/10/2022 | Amber |
| G & E WEALTH MANAGEMENT LIMITED | 05139850 | 31/03/2020 | 28/10/2022 | One Red Flag |
| G&E WEALTH MANAGEMENT (HOLDINGS) LTD | 13225869 | 25/02/2021 | 28/10/2022 | One Red Flag |
| HKA (F S) LIMITED | 04640938 | 28/06/2021 | 28/10/2022 | Bronze |
| HKA HOLDINGS LIMITED | 05783468 | 28/06/2021 | 28/10/2022 | Bronze |
| OAKLEA WEALTH MANAGEMENT LTD | 08762468 | 12/05/2022 | 28/10/2022 | Insolvent |
| THAI LEISURE GROUP LIMITED | 08128700 | 16/12/2015 | 31/07/2018 | Bronze |