| Name | Company Number | Date Appointed | Rating |
|---|---|---|---|
| ANTHONY, BRYANT & COMPANY (INVESTMENT CONSULTANTS) LIMITED | 01225777 | 31/12/2021 | Dissolved |
| BARRINGER LTD | 11018213 | 25/09/2023 | Dissolved |
| CRESCENT INDEPENDENT (FINANCIAL SERVICES) LIMITED | 04621811 | 15/09/2023 | Amber |
| FACE TO FACE FINANCE (ANGLIA) LIMITED | 04963272 | 25/09/2023 | One Red Flag |
| HALSTEAD INDEPENDENT FINANCIAL MANAGEMENT LIMITED | 06408991 | 04/11/2024 | Amber |
| HOLBORN FINANCIAL HOLDCO LIMITED | 14068611 | 03/10/2023 | Amber |
| HOLBORN FINANCIAL LIMITED | 03247997 | 03/10/2023 | Amber |
| KINGFISHER FINANCIAL CONSULTANCY LIMITED | 03105362 | 03/10/2023 | Strike Off |
| MKC (CARRWOOD) LIMITED | 05626656 | 01/11/2021 | One Red Flag |
| MKC INVESTMENT MANAGEMENT LIMITED | 13475203 | 14/12/2021 | Gold |
| MKC WEALTH EBT LIMITED | 13884675 | 01/02/2022 | One Red Flag |
| MKC WEALTH HOLDINGS (2) LTD | 14187915 | 22/06/2022 | Dissolved |
| MKC WEALTH HOLDINGS LTD | 12743231 | 30/09/2021 | One Red Flag |
| MKC WEALTH LTD | 05016078 | 30/09/2021 | One Red Flag |
| RIVIERA GROUP BIDCO LIMITED | FC039991 | 11/11/2022 | One Red Flag |
| RIVIERA GROUP FINANCE LIMITED | FC039987 | 11/11/2022 | One Red Flag |
| RIVIERA GROUP HOLDCO LIMITED | FC040000 | 14/11/2022 | One Red Flag |
| WARR & CO INDEPENDENT FINANCIAL ADVISERS LIMITED | 07883441 | 17/09/2024 | Silver |
| WEALTH FOR WOMEN LIMITED | 08665906 | 05/01/2024 | Strike Off |
| Name | Company Number | Date Appointed | Date Resigned | Rating |
|---|---|---|---|---|
| CHARLES JACQUES LIMITED | 05046148 | 20/12/2019 | 31/07/2020 | Dissolved |
| D G PRYDE LIMITED | SC263049 | 10/06/2019 | 31/07/2020 | Dissolved |
| MAESTRO FINANCIAL SERVICES LIMITED | 01863834 | 10/06/2019 | 31/07/2020 | Dissolved |
| NPL FINANCIAL LIMITED | 08633497 | 10/06/2019 | 31/07/2020 | Dissolved |
| PRESCIENT FINANCIAL INTELLIGENCE LIMITED | 05005255 | 20/12/2019 | 31/07/2020 | Dissolved |
| QUILTER PRIVATE CLIENT ADVISERS LIMITED | 06201261 | 10/04/2019 | 31/07/2020 | Silver |